Navigating the complex world of Registered Investment Advisor (RIA) compliance can feel like stepping into a maze of regulations and requirements—but that's where I come in. With over a decade of regulatory compliance experience, my background reflects my strengths as the primary compliance team resource with accountability for the control structure and fostering an organization-wide compliance culture. As a Certified Anti-Money Laundering Specialist (CAMS), I have extensive knowledge of BSA​/​AML, KYC and CFT and stay current in regard to regulatory updates. I specialize in untangling the intricate threads of compliance, empowering businesses to operate confidently and efficiently. Whether you're launching a new advisory firm, updating your policies, or preparing for an audit, my tailored solutions are designed to simplify the process, minimize risks, and ensure your business thrives in a heavily regulated industry. Trust me to be your guiding partner in compliance, turning challenges into opportunities. * Introductory Call $100 Services: Form ADV Form PF Code of Ethics Reviews Compliance Testing Compliance Training Risk Assessment Marketing Reviews and Disclosures Policies and Procedures